[Note: This article was originally published at On Think Tanks. It was written by CRRC Georgia's deputy research director, Dustin Gilbreath. The views expressed in this article do not necessarily reflect the views of CRRC Georgia or any related entity.]
COVID-19 is likely to be the largest challenge the world has faced since the Second World War. In the last two weeks, unemployment claims in the US have exceeded the highest number recorded during the great recession. And the virus is expanding at an exponential rate. While some governments have responded in a generally effective manner (for example Georgia), many have been laggards in their response.
Just as think tanks played a critical role in the aftermath of the Second World War, they too can play a role in supporting governments through and after the present crisis. Providing accurate, timely, and actionable quantitative research is one such way that think tanks could provide immediate support to response efforts. While John Hopkins University is mapping COVID-19 data to enable an understanding of the virus’s spread, there is a clear need for data on a wide array of other issues.
Here I run through some of the main challenges and areas in which governments will need data to inform their response, and share a research proposal concept note, in the hope that it will support other think tanks to develop their own proposals and work towards better-informed solutions faster.
Social measures to contain the virus
At present, the main challenge facing the world is containing the virus. While this is a medical phenomenon, it is also clearly a social one. Indeed, social distancing and self-isolation are the key strategies being promoted at the moment. For these to be effective, however, compliance is critical. Public opinion polls have the potential to not only estimate levels of awareness of important practices, but also which groups are more or less likely to comply with them. With this public opinion data, government efforts can be more targeted at encouraging social distancing and isolation among different groups.
Economic consequences
The economic downturn is the second major issue the world faces. With all but essential businesses shutting down in many countries, and lower consumer demand across a wide range of sectors even if businesses remain open, the world is clearly headed for recession. But how many people have lost jobs? And in which sectors? Which regions have been hardest hit? Again, public opinion polls can provide estimates for all of these.
Governments traditionally rely on large samples of face to face interviews for economic statistics. This means that economic data is unlikely to be forthcoming in the near future. In its place, telephone surveys have the potential to provide a reasonably accurate understanding of how many people are out of work or facing issues around food security, among other economic issues.
Cross-cutting issues
Aside from containing the virus and the economic collapse directly, polling has the potential to address a wide range of cross-cutting issues, from gender divisions in care work to Russian propaganda.
For example, around the world, women do a disproportionate amount of unpaid care work. With children home from school, the increased levels of care work may mean that the crisis impacts women more than men along some domains. Surveys can measure these and help inform policy efforts to alleviate these impacts.
Disinformation or propaganda is another key issue with important implications during the crisis. To take an example from Georgia, Russia has long spread propaganda in the country about the Lugar Lab, suggesting that it is a biological weapon development centre. The Lab has played a critical role in Georgia’s response to the virus. Opinion polls can enable an immediate understanding of how propaganda is spreading and inform messaging efforts against Russian propaganda.
An example survey research data concept note
Clearly, surveys have the potential to inform a wide array of policies. Indeed, in places like the UK, the Government has already commissioned them to inform response efforts. However, developing countries are less likely to be able to afford or have experience in polling in response measures. Given this, donors need to step up now more than ever to enable a strong response.
In support of helping think tanks do just this, here is CRRC-Georgia’s concept note for survey data collection to inform the COVID-19 response in Georgia. Although, at the time of writing, we have not received funding (if you want to fund something like this, do get in touch), we felt that this proposal might help other organisations to rapidly create their own proposals, in turn cutting down the time between proposals and funding being delivered to enable effective response. Response time aside, we hope sharing the proposal will encourage potential collaboration and learning from each other (we’d be happy to hear others thoughts on this).
Wednesday, April 01, 2020
How think tanks can support the COVID-19 response through survey data
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Monday, November 16, 2015
Making energy matters matter: entering the electoral field
[Editor’s note: This is the seventh post in the series Thinking about Think Tanks in the South Caucasus, co-published with On Think Tanks. It was written by Tutana Kvaratskhelia of World Experience for Georgia. The views expressed in this post are the author's alone and do not represent the views of CRRC-Georgia]
Elections are coming in Georgia. Although some thinktankers suggest that elections are a difficult time for think tanks to find an audience, it has also been pointed out that they present opportunities to contribute to the democratic process. At World Experience for Georgia (WEG), in part inspired by previous posts on think tanks and elections at On Think Tanks, we decided to see whether we could indeed help to shape an important debate.
To do so, we developed a set of activities (more on this below) to try to insert energy policy into the pre-electoral debate. Before getting into the details, some background is important.
WEG, Georgian elections and energy policy
WEG is a boutique think tank in Georgia, primarily focusing on the energy sector but also on sustainable development more broadly. Energy issues have strategic importance for the country, but the growing role of foreign interests in Georgia’s energy sector, the lack of transparency in government dealings, and the pre-election populist promises made by politicians, increase the country’s vulnerability to external influences during the election cycle.
In Georgian elections past, political parties have promoted populist, vague and sometimes unrealistic promises that they can rarely keep. While this may not be unusual in some respects, some of the promises have been particularly outlandish when it comes to energy policy. For example, during the 2012 electoral campaign, then candidate and now former Prime Minister Bidzina Ivanishvili announced that it was possible to instantly slash electricity bills in half, using Georgia’s sizeable hydroelectric resources. Two months after coming to power, he confessed that the calculations about tariffs were wrong, and he might have overstated what was really possible.
In order to safeguard Georgia’s interests through developing energy security and a European political orientation, WEG has decided to actively participate in pre-election discussions surrounding energy policy in Georgia.
Our proposal: Introducing evidence based policy to the campaign
Electoral campaigns have yet to reach full speed as the elections are still a year away, but to accomplish the above goal, we have started to think about how to make political promises rely on realistic policy options and how we (and think tanks more broadly) can insert our proposals and data into pre-electoral campaigns, leading to impact. As a result, we have developed a strategy for advocating for evidence based energy policy during Georgia’s upcoming electoral campaigns. The strategy consists of three main areas of activity:
- Critical examination of energy issues before the elections – here, we intend to review and analyze the main problems in Georgia’s energy sector. These include the growing influence of other countries in the domestic energy sector, grey areas in legislation and practices, which when coupled with unrealistic populist promises by political parties pose risks to the country’s independence.
- Monitor the party programs during the run up to the elections – this will enable engaged citizens to independently contrast the different policy positions of parties and make an informed choice in the elections. If political parties have not publicly declared their policies, then WEG will contact them directly and request their positions on energy issues. We will analyze their manifestos on a number of relevant indicators.
- Increase public awareness about populist and potentially harmful policies – we are going to communicate with journalists and send them questions to ask while covering the election campaigns. We will also organize roundtable discussions and presentations of our monitoring results during this period.
It is important to note that we are not reinventing the wheel here – reviewing the problems facing a society, monitoring political programs and promises, and public awareness and roundtable events are bread and butter think tank activities. This suggests that if it works, the model will face low adoption costs by other think tanks and provide some organizations which are skeptical of election years as working years a familiar model to work off of.
All the above said, we are still in the process of thinking about and discussing what our options are and how we can improve our strategy. Any additional suggestions or remarks would be highly appreciated. If you have some, please do share them in the comments section below.
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Monday, October 26, 2015
Common challenges, common solutions
[Editor's note: This is the sixth in a series of blog posts co-published with On Think Tanks. The views expressed within this blog series are the authors alone and do not represent the views of CRRC-Georgia.]
By Dustin Gilbreath
So far, in this series think tankers working in the South Caucasus have reflected on the issues challenging their countries’ think tank sector. In many ways, some fundamental problems lie at the heart of the specific problems, and I think they can more or less be summed up as problems with language and audience; quality of research; funding; and transparency. This post takes a look at one of these challenges – language and audience – and considers some things that might nudge the region’s think tanks forward.
Language and audience
Language, and specifically the demand for English outputs from donors, limits the size of the audience of research in the region. Zaur Shiriyev has described how the use of English in Azerbaijan in the 90s (and presumably to this day to a large extent) limited the public’s access to research, and Jenny Patruyan reflected on English-centric nature of think tank websites in Armenia. Definitely, different phenomenon, but language is still the underlying problem, and both authors’ issue with language comes from the fact that only an elite or foreign audience can access the research. Notably, funding was cited as one of the reasons for the English language outputs, and donors might help address this problem by requiring publications in both languages (and of course, should also fund translation and/or editing if they do).
When it comes to audience, I don’t think any of the contributors to this series have bemoaned think tanks’ efforts to reach elites so much as highlighted that organizations should consider broadening the reach of their research rather than targeting elites alone. To me at least, expanding to a broader audience seems like a good idea, maybe not for all organizations, but for many. To do this, first everything has to be in an accessible language, but just as importantly it should be in a form that someone will actually consume – only the most dedicated reader will take the time to go through a 50 page policy paper.
This doesn’t mean that we don’t need policy papers anymore, but rather that think tanks here should try to pair their longer, more demanding of the reader outputs with simpler and more accessible ones. Infographics and even products think tanks wouldn’t normally consider producing like games should be options that are on the table. Some progress has been made on the digestibility front, and Jumpstart Georgia’s work provides strong examples for other organizations in the region.
Something that would not only help with the language/audience problem, but also probably contribute to developing quality would be the development of something resembling Think Tank Review. Although the original was spurred on by the need to get policy makers to actually read reports, the organization, in practice, also spreads, archives, and reviews think tank work. For the South Caucasus, there would need to be translation into local languages (and potentially Russian) on top of TTR’s usual work, but language aside, it could improve quality by letting researchers know their work could be reviewed. As internet access is prevalent throughout the region, and most 18-55 year olds here know how to use the internet, something like TTR could bridge the elite to general public gap. Notably, a regional site would help this divided region stay better informed about the goings on of their neighbors, and could serve as a platform for discussing the larger issues facing the South Caucasus as a region rather than as individual countries. Moreover, policy success could be shared and reflected upon.
Of course, these are just a few ideas, which might make dents in the problems described so far in this series. Have other thoughts? Let’s have a conversation in the comments section below.
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Monday, October 19, 2015
Do Think Tanks in Georgia Lobby for Foreign Powers?
By Till Bruckner
Most local think tanks in transition or developing countries do not conduct real research. They just act as front groups for foreign lobbying campaigns. Western powers fund them to capture domestic policy formulation processes and distort democracy. Acting in concert with equally remote-controlled, faux-local NGOs and media, think tanks use foreign funds to push foreign agendas, creating a heavily tilted playing field on which the politics and policies favoured by the West always come out top, and on which real democracy can never emerge.
“[T]he project will focus on strategic policy issues identified jointly by USAID and GoG partners… The project will provide support in advancing these issues through Georgia’s policy development and law-making systems and processes. In complementary fashion, support to CSOs and journalists under this project will align with the same set of strategic priorities where possible… Georgian CSOs, particularly think tanks, will receive training on similar skills under the civil society component of this project.”
The views expressed in this blog post are those of the authors' alone and do not necessarily represent the views of CRRC.
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Monday, October 12, 2015
The development of Azerbaijani think tanks and their role in public policy discourse
[Editor's note: This is the fourth in a series of blog posts co-published with On Think Tanks. The views expressed within this blog series are the authors alone, and do not represent the views of CRRC-Georgia.]
By Zaur Shiriyev
Barriers to development
During the latter years of the Soviet Union, Azerbaijani social science research institutions educated the public and raised awareness about the Nagorno-Karabakh conflict with neighboring Armenia as well as national history. They did so by publishing books and making media appearances, which had previously been subject to censorship and/or propaganda under the Soviet regime.
Members of academies and universities played a role in popular uprisings against the Soviet Union at the end of the 1980s, and held government positions immediately after independence. However, after a change in government in 1993, most of these people entered opposition politics rather than returning to academia or setting up research institutions that could promote new ideas or policy recommendations for the government.
Without a doubt, research capacity was also weak. Academics were unable to integrate Western social science methodologies into their discourses, and instead, old Marxist dogmas mixed with nationalist rhetoric prevailed. Therefore, despite their early role in public enlightenment, the research institutions did not develop.
Thus, the National Academy of Science – which encompassed over thirty scientific institutions and organizations – remained locked in Soviet tradition, whereby they served the state without any aim of playing a constructive role in stimulating or shaping public discourse. This was the main difference between Azerbaijan and its neighbors, and from the outset weakened the role of research institutions in shaping the political agenda and public opinion.
These two factors – the lack of post-independence capacity building for old research institutions and a political environment that resisted the establishment of Western-style research organizations – were the main barriers to the development of the think tank sector during the first decade of independence. But a number of other factors also contributed.
In the early 1990s, Western funds were used to increase civil society capacity through the creation of NGOs, aimed at supporting democratic development. In pursuit of funding, NGOs called themselves “research institutions” or “think tanks” to increase their chances of securing funds. This led to the creation of increasing numbers of so-called think tanks in Azerbaijan. All that was required by foreign donors from these self-declared think tanks though was official NGO registration status. But, with a tiny number of employees and limited, grant-based funding, these NGOs struggled to fulfill their promises. The pursuit of funding also led to the “one man think tank” phenomenon, and in 2014, there were more than 3000 NGOs in Azerbaijan, and roughly 70-120 of them used ‘think tank’ or ‘research institution’ in their name.
This quasi-think tank community lacked Western-trained academics and experienced scholars, and the standard of work tended to be relatively low. Adding impetus to the problem, rapidly changing donor preferences in regard to subject matter meant that no one had a chance to develop real expertise in any one area (This also took place in Georgia, as observed by Ghia Nodia).
The factors outlined above posed significant institutional challenges, but perhaps even more important was the extent to which think tanks were prevented from participating in public discourse.
Until the end of the 1990s, media censorship limited the public appearances of researchers. Compounding matters, researchers were often working on topics that did not attract public interest. Moreover, funding often came with the stipulation that reports be produced in English, which seriously limited organizations’ audiences to a more educated and informed public.
When experts did appear in the media to discuss political issues, they tended to display partisanship, rather than presenting objective analysis. Weak analytical research skills and the absence of any real policy dialogue with the government undermined this community in the eyes of the public. Clearly, think tanks needed to cooperate and engage with political elites, but the poor relationship between the two sectors prevented this from happening. Moreover, the government did not seek the advice of research institutions, as they lacked the capacity to provide input on, for instance, the development of the economy and energy sectors. Instead, it turned to international expertise. Thus it was international experience that supported the creation of key national institutions like the State Oil Fund of Azerbaijan. The government also needed to increase its influence in Western capitals, especially in the US. While policy research institutes could have played a valuable role here, the government, seeking what it saw as an easier and cheaper alternative, invested in lobbyists.
Progress
The development of the expert community’s capacity began in the mid-2000s and stemmed from government initiative and greater human capital. On the governmental side, this process was initiated due to its greater financial resources, its need for institutions to advise it, and the desire to build and integrate a pro-government research community into its overseas lobbying strategy.
In 2007, the establishment of a government funded think tank (the Center for Strategic Studies, or SAM) marked the start of this process. In the same year, Parliament approved the concept of state support to NGOs, establishing the Council on State Support to Non-Governmental Organizations under the President of the Republic of Azerbaijan. The first NGO Support Fund, which gave small research grants to NGOs, required that grant recipients disseminate their research via media appearances. The establishment of the Science Development Foundation in 2009 increased funding opportunities for academic research. In prioritizing research activities, the government sought to improve its national and international image.
The government’s motivation’s aside, there emerged a group of people who had gained experience working at think tanks abroad, primarily in Turkey. Many of them had been educated in prestigious US and European universities. This new human capital dramatically changed things, and the new generation opened up a way to avoid working for government-funded think tanks and research institutions by establishing independent organizations. But the early – unrealized – expectation was that this investment in human capital could lead to the establishment of a think-tank that could offer a model for others in future, as seen in Turkey. For instance, in Turkey, the 2000s saw the establishment of non-state think tanks- a key model in this regard was the Center for Eurasian Strategic Studies, or ASAM (Avrasya Stratejik Araştırmalar Merkezi); after that other think tanks proliferated based on that example.
In turn, this prompted foreign donors to take a more selective approach to grant allocation. They began to select institutions with the resources and capabilities needed to produce quality research. In 2008, Open Society Institute launched the “Program for Assistance to Analytical Centers”, aimed at improving the quality of political research and ensuring the sustainable development of independent political research institutions. Additionally, increased research funds from the EU within the European Neighborhood Policy framework and requirements for sector-specific research – e.g. on conflict resolution – created a more competitive environment for research institutions, leading to higher quality outputs.
All of the above enabled Azerbaijani think tanks to begin playing a larger role, which is demonstrated by the University of Pennsylvania’s Go-Think tank Report – in 2014, there were fourteen Azerbaijani think tanks listed, up from twelve in 2010.
Challenges
Notwithstanding the positive developments, there is still work to be done.
First, state funded think tanks and research centers have a strong tendency to orient their work towards international audiences, limiting local impact and capacity building, for instance, by improving access to policy research and debate by establishing high-quality policy publications in the Azerbaijani language.
Second, the parameters of enriching public discourse have shifted over the past decade. If in the 1990s, local media appearances were a priority for members of the expert community in stimulating public discourse, today, the combination of a proliferation of poor quality online media outlets together with increased informal state censorship of media has meant that most experts now prefer to publish in international media.
Television remains the main source of news for the majority of the population outside the capital, but expert participation is low. Particularly troublesome is the fact that there are no high-quality analytical programs that could serve as a bridge between the think tank community and the public which would broaden the scope of discourse and debate.
Third, legislative amendments to the Law on NGOs have placed serious limits on foreign funding, and most foreign funded NGOs operating as think tanks – regardless of the quality of their work – are struggling to survive. In general, the successful development of think tanks in international practice has relied heavily on philanthropy, which is absent in Azerbaijan. Thus in the absence of a competitive environment, which is further compounded by the lack of the financial resources, there has been a monopolization of the research market by a few experienced groups.
Conclusion
The development of think tanks in Azerbaijan has faced serious challenges since the 1990s, when Western funding for the development of research centers lacked clear criteria and led the creation of quasi research institutions and one-man think tanks. The distinction between an NGO and think tank remains blurred. In general, think tanks played a minimal role in the shaping of public discussion during the 1990s.
The 2000s saw the creation of some higher capacity think tanks, but as before, the scope of the research was geared towards international audiences rather than the local public. As a consequence, high-quality policy journals and media outlets operating in Azerbaijani never developed. The shift to digital media led to the deterioration of research quality, pushing many professionals to publish in international journals rather than local ones, with the ultimate consequence of limiting the role of think tanks in public discourse.
Overall, the experience of Azerbaijan differs from other post-Soviet countries, especially in the former Eastern Bloc countries, not only because the latter benefited from greater Western investment in institution building, but also because in most of these countries the integration of scientific research into decision-making supported a smooth political process.
Currently, after more than two decades of experience in this field, there are a few main concerns and challenges for the development of the think-tank community that can be identified. The first is financial; without independent financial support, how can non-state think-tanks be developed? Second, given the proliferation of quasi think-tanks, what model for development can be followed, and specifically, can the establishment of research institutions in universities offer a better model for future development? Last but not least, taking into account that the integration of the non-state think-tank community into the policy making process remains impossible, what kind of steps should be taken to improve long term public outreach? One thought is establishing a common online platform for high-quality Azerbaijani language analysis. Have others? Tweet at me here.
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Monday, October 05, 2015
Think Tanks in Armenia: Who Needs their Thinking?
[Editor's note: This is the third in a series of blog posts co-published with On Think Tanks. The views expressed within this blog series are the authors alone, and do not represent the views of CRRC-Georgia.]
By Yevgenya Jenny Paturyan
Think tanks are considered to be an important part of civil society: providers and keepers of expertise on important social, economic, environmental, political and other issues. Organizations like Chatham House and Carnegie Endowment for International Peace come to mind. In addition to ‘pure’ think tanks, there is a plethora of organizations that combine research with advocacy and action, Transparency International being a prominent example.
What does the think tank landscape look like in Armenia?
First of all, the term itself remains an alien catchword that has not taken root (and, frankly, perhaps it should not). Translated into Armenian (ուղեղաին կենտրոն) it sounds utterly ridiculous. Of the 11 Armenian think tanks mentioned by name in the Global Go Think Tanks Index Report 2014, in fact, only one describes itself as a think tank (in English, but not in Armenian). Some organizations prefer to call themselves research centers: a name that is easily translatable into Armenian. Others have broader descriptions corresponding to their general mandate (“an academic bridge between diaspora [sic] and native Armenian scholars” or a “non-governmental organization … which aims to assist and promote the establishment of a free and democratic society in Armenia”).
Taking a closer look at those 11 organizations (supposedly the top Armenian think tanks as ranked by external reviewers) is an interesting reality check. As the 21st century saying goes: if you are not online, you don’t exist. How do these 11 names fare in a Google search? The table below summarizes the results.
Table 1. Online presence of Armenian entities mentioned by name in the Global Go Think Tanks Index Report 2014
*I did not search for a separate Armenian language web page. Instead, I simply noted if the main English web page has a link to an Armenian version
As a result of my little Googling exercise, one organization (Education and Training Unit) could not be found at all and another two are only mentioned on other organizations’ web sites but have no web sites of their own. Either they were active once upon a time, resulting in their names being listed in some databases, or they are very internet-unfriendly think tanks that prefer not to maintain their own web sites. (Let me clarify that at this point it is not my intention to engage in a discussion on how accurate the Global Go Think Tanks Rankings are, although this small experiment could be a starting point for such a debate. This was simply an empirical approach at trying to gauge the internet visibility of “top” Armenian think tanks). Of the remaining eight organizations, two have not updated their websites since 2013. We are left with only six “finalists” that seem to be up and running. For those studying Armenian civil society this is no surprise. Many organizations in this sector are short lived or exist only on paper.
Who are the main consumers of those research centers’ outputs? Note that two of the six “finalists” (including the research center I work for) have no Armenian websites. This does not mean we do not produce Armenian language reports or policy briefs (we do), but it does tell you something about the main focus. Another interesting little experiment: of these four organizations that maintain both English and Armenian websites, if you just type in the ‘main’ website (like www.acgrc.am for our first example) it will take you to the English version in three cases; only in one case (http://ichd.org/) the first page you land on is the Armenian page. English language seems to be more important. This is no big surprise if you think where the main sources of funding are, but it does raise a question of how relevant think tanks are (and want to be) to the population of their own country.
One might argue that this is not a problem. Think tanks’ main “clients” are decision-makers. In the case of Armenia it should be the Armenian government and the international development organizations. Both turn to think tanks from time to time, but the outputs are produced for internal consumption, making it hard for the think tanks to establish themselves in the public eye, and to improve the quality of their products, as there is no equivalent of peer-review. As a result, Armenian think tanks remain virtually unknown to the public, including such important segments of the public as journalists, students, scholars, and others who would clearly benefit from think tank generated, systematized and stored information.
But is there a public interest in research and analysis produced by think tanks? Here is another little experiment: Civilnet (currently one of the leading sources of online news in Armenia) has about 30 articles in Armenian discussing research conducted by Armenian organizations or individuals: a simple search for the Armenian word հետազոտություն (research) returned 156 hits, out of which approximately every 5th was about research conducted locally. So, yes, there is some interest, and there are news outlets willing to publish think tanks’ stories. Of course researchers have to make an effort to translate their outputs into media- and public-friendly language (and of course, it wouldn’t hurt if it was also translated into Armenian).
While some Armenian think tanks are well established, there are many organizations (claiming to be think tanks) that are short-lived or active only from time to time. Their activity is mostly driven by external funding. They tailor their outputs more towards English readers. As a result, their public outreach and impact remains very low.
This short overview of the Armenian think tank landscape and their visibility online, leads to a number of questions:
1. Does Armenian public need to know more about the think tanks? Should think tanks prioritize public outreach more, or should they use their scarce resources to target donors and top decision-makers?While these questions are beyond the scope of this post and are not likely to have simple answers, they are worth deliberating. What’s your take on these issues? Share your insights by tweeting at us here.
2. Do donors have a responsibility to share think tank outputs with the public in a language accessible to the public?
3. How can we ensure the quality of Armenian language outputs, given that the circle of potential peer-reviewers is so small?
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Tuesday, September 29, 2015
The lay of the land: An interview with Hans Gutbrod on think tanks in the South Caucasus
[Editor's note: This is the second in a series of blog posts co-published with On Think Tanks. The views expressed within this blog series are the authors alone, and do not represent the views of CRRC-Georgia.]
Interview by Dustin Gilbreath
Dustin Gilbreath: You recently recently pointed out that think tanks in the South Caucasus have come a long way in recent years, but that they still face challenges on some of the fundamentals – quality of research, policy relevance, funding, and operational acumen. At the national rather than regional level, what are the relative strengths of and challenges before the think tank sector of each country?
Hans Gutbrod: The think tank sector is most relevant in Georgia, since Georgia is a context in which ideas are being worked out, and where there is an interest in policy solutions. Citizens have come to expect that the government delivers. So that, in principle, is a great opportunity for institutions in Georgia.
In Armenia, by contrast, policymaking is fairly closed. There are a few elite pockets of discussion, often involving the Central Bank and some other institutions, but in my view, the space for discussion is narrower. There are some bright spots, such as the Civilitas Foundation and CRRC Armenia. Both of those (and I have worked with both, to be clear) can contribute ideas, but the political system offers fewer access points.
Civilitas Foundation, interestingly, has developed into providing even more content and media, and that is a sensible approach, as it can be hard to transmit messages through traditional media that often has an insufficient institutional and financial basis for quality journalism. CRRC Armenia has been active on issues involving social protection for a long time, and has a good network and contacts in that field. Yet, overall, Armenia is punching way below its weight as a country, with only a limited effort to make it an attractive country to live, work and stay in. This limits the role of any research organization. Perhaps indicative of that situation is that even a Prime Minister whose appointment was greeted with at least some optimism, such as that of ex-Central Bank Director Tigran Sargsyan on balance delivered fairly little. When Prime Ministers can't deliver, there's not that much that think tanks can do.
In Azerbaijan, there isn't any think tank scene to speak of. The government typically has tried to solve any problem by throwing money at it, and by throwing any independent voice into jail. The results are mixed, at best. Yet, ironically, an investment in think tanks might be even more important, just for that reason. Ultimately it's possible, but unlikely, that the regime of Ilham Aliyev will last long. The most remarkable aspect about Ilham Aliyev really is how utterly incompetent his government is. They were handed huge amounts of money, and mostly blew it on themselves and a few prestige objects, instead of actually modernizing the country, its universities, and establishing alternatives to oil and gas. While the regime looks solid now, it has so little management capacity that it could unravel quite quickly in a crisis.
The key question is what alternatives will then be available. Given that there is no opposition to speak of, who can be ready to run things? You need to train people who understand the policy issues so that they can deliver results within the first six months of taking over. If you do that, a post-Aliyev government has a good chance. Conversely, if there is no viable alternative things could turn grim quickly, as Libya illustrates. I know this sounds far out right now, but it's important to hedge against downside risks, and thus policy research would be a good investment.
Coming back to Georgia, policy research organizations haven't really caught up with the new realities. The previous Saakashvili government was brimming with ideas. Some of these ideas were harebrained, but others also proved remarkably successful and even visionary. With the government hatching so many ideas, research organizations often struggled to keep up and had limited opportunities to contribute new suggestions.
This has now changed. Most people agree that the current government is much more receptive to outside input and ideas, partially because they produce fewer of their own. Yet we don't see that much input from research outfits. Many policy research organizations, have settled into a comfortable routine of criticizing the government, along with the society. That's understandable, but there is a missed opportunity of bringing in new ideas. Take one example: when the mayor of Tbilisi promised to plant 1 million trees, this would have offered an extraordinary opportunity. Research organizations could have jumped at this issue, coming up with ideas on how to plant these trees, talking about urban planning, reviving parks, greening the city, bringing in excellent ideas that worked elsewhere. Here and there this may have happened, but I haven't really seen a sophisticated paper by anyone that advanced the discussion.
So what's the biggest missing ingredient, for policy research organizations to succeed? In my view, it's curiosity. I myself have been to many events which are interesting, engaging, and where new ideas are being discussed. It's regrettable that often not a single policy researcher is there, even if the event happens close to their office. Improving ideas doesn't happen in isolation. It's a result of intense discussion. It also often requires sifting through lots of less relevant material. Of course, I understand that all these organizations have many other things to do: other projects, administration, other obligations.
Yet research outfits aspiring to be think tanks do need to ask themselves whether at the end of the day they really are passionate about policy. If you have not read Nudge, what are you doing at the table of a policy discussion? I know this is an extreme view, but I do think it needs to be brought into the discussion.
To be a good lawyer, to be a good practitioner, to be a good policy professional – for all of that you need to keep up with what's happening in the field, you need to connect with the community you work in. I wouldn't want my heart to be operated on by someone who is fumbling along, without having checked in with what's happened in the field in the last 20 years. Why should we demand less from think tanks? In the most extreme case, they're involved in open-heart surgery of entire societies.
Donors, too, should be discriminating in that regard, and hold local research organizations to a much higher bar. Asking for more transparency is just one of those aspects -not sufficient, but certainly necessary. We all need to ask more, to get better results, better policy proposals, and ultimately, better policies.
Ultimately I'm fairly optimistic that this can succeed, though think tanks may be dragged into the future rather than leading into it, and existing institutions may be sidelined. The playing field is now better for those that are agile. Ray Struyk has put forward a great book on how to manage think tanks, and this can help ambitious institutions get it right, if they take the materials seriously.
Another reason, to end on a plug for something that I put together, is that now journalists and ordinary citizens no longer need to take anything on faith. They have access to some of the best think tank research through tools such as www.findpolicy.org. So new ideas may come in, though not necessarily from formalized organizations.
The key challenge for all of us is how to accelerate a better understanding of policy. The best think tanks should be ahead of this process, not behind.
DG: In Azerbaijan, given the recent crackdown and shuttering of organizations which could provide just the training you mentioned, where are there (if there are) opportunities to invest in think tanks either from the side of donors or domestically?
HG: I think in Azerbaijan, the key is to invest in organizations that may work on the outside, that help to clarify what really is going on, that use innovative tools, that collect data that highlights how official data just isn't right. In a way this would be a research outfit that could feed into discussions via social media, a kind of research version of the original version of Radio Free Europe. I know that this is difficult, but you really need to invest into thinking precisely when times are particularly difficult. The case for such external research organizations has also been made by Emin Milli, a dissident who spent significant time in jail for daring to speak up.
DG: You noted here as you have noted elsewhere that donors need to push for higher quality research outputs from local organizations. Do you have any concrete recommendations of how to do so?
Well, there are many measures, and not so many have been tried. I would hope that donors engage substantially with this question. Here are some key measures that come to mind.
- Finance: there should be more core financing to start with. Many research organizations are totally projectized, and this makes it harder for them to invest into quality.
- Nudging: at the point of application, ask about quality assurance mechanisms. Some key questions could include what are you actually doing, with whom, how? Can you put this on to your website, to indicate your commitment to such quality assurance? That would be a good start.
- Checklists: use and encourage the use of checklists. For example, does a policy proposal include a budget? Or is it just a wishlist?
- Comparison: encourage and finance small public reviews and comparisons. For example, does an organization make its old reports accessible, or does it lose all materials when updating a website? Unfortunately the latter still happens way too often, and is a great loss. Many organizations barely think of that, and knowing that you will be reviewed could encourage more attention on that issue.
- Network: create access to constructive external peer review. You could potentially encourage the formation of a network of quality review. This would be an experiment, but if it works it could have a transformative impact.
- Transparency: there are many reasons for transparency, but an additional one is that having full financial information on a grantee website helps donor coordination. Donors should not just be transparent themselves, their quality can also be measured by the transparency of their grantees.
I think there might be many more ideas, and that is why we need a debate on these issues.
DG: Any final thoughts?
HG: Yes. Ultimately, the really interesting things often are outside the disciplinary mainstream. I cannot recommend Ed Catmull’s book Creativity, Inc. highly enough. He describes how Pixar works, and how they consistently managed to turn out successful films. This book holds many lessons for creative organizations, and think tanks should be at least somewhat creative, and in the end also tell a compelling story.
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Labels: Armenia, Azerbaijan, Georgia, South Caucasus, Think Tank
Monday, September 28, 2015
Thinking about think tanks in the South Caucasus
[Editor's note: This is the first in a series of blog posts co-published with On Think Tanks. The views expressed within this blog series are the authors alone, and do not represent the views of CRRC-Georgia]
By: Dustin Gilbreath
Starting from similarly troubled slates at the turn of independence, the South Caucasus countries – Armenia, Azerbaijan, and Georgia – have diverged over the last 25 years, and the region is an interesting case of divergence despite similarity. While in Azerbaijan the government is squeezing the last bit of free expression from the country, Georgia is having its problems but is by far the freest place in the region. Armenia still has space for engagement, but it is not as open as Georgia.
Perhaps unsurprising, the think tank landscape in the region mirrors the environment in each country. While Georgia enjoys a vibrant think tank sector (despite its shortcomings), Azerbaijan has shuttered many of the independent organizations in recent years which produced policy research just as it shuttered independent media outlets. In Armenia, think tankers have limited channels to reach decision makers or see policy proposals enacted, but there is room to maneuver.
Georgia clearly has the strongest sector of the three countries, and it will likely remain so for the foreseeable future. When it comes to impact, it’s clearly here and policy researchers are taken seriously. Just to provide one recent, rather specific example, the Ministry of Finance felt the need to respond to a series of roughly 300 word blog posts from a Transparency International – Georgia analyst on the miscalculation of the budget deficit (see here, here, and here for the blog posts and see here and here for the responses). While no doubt an important issue, 300 words on a blog caused a course change – the government started calculating the budget deficit the way they were supposed to again. Policy research more generally is taken seriously, and it isn’t uncommon for multiple high level officials to be at presentations and conferences. This stems in part from the relatively open institutional environment, but also from the strength of international organizations here, which amply back local organizations. In the medium term though, this backing is going to be a larger question as the county develops, particularly as it will soon be declared an upper-middle income country.
In stark contrast to Georgia, there is hardly any room for policy entrepreneurship in Azerbaijan. In addition to the widely covered imprisoning of journalists, think tanks and many of the organizations which have supported them have been shuttered in recent years. A Russian style NGO law has kept organizations which had funding from spending it. It’s gotten to the point where at least one organization considered carrying a suitcase of money across the border to keep projects going.
Armenia is something of the middle path in the region. Policy researchers are capable of impact, but the pathways to influence are fewer than in Georgia. Organizations can say what they want, but whether anyone is listening is a question. Informal ties, as in Georgia and elsewhere in the world, play an important role.
Contributors
This series will be composed of the following posts:
The lay of the land: An interview with Hans Gutbrod on think tanks in the South Caucasus Interview by Dustin Gilbreath
This interview will introduce the three South Caucasus countries and the think tank landscape from an insider perspective to the On Think Tanks readership. The interview will look specifically at: 1) how think tanks have developed over time in the region; 2) the different institutional landscapes in each country and opportunities for think tanks given the institutional environment; 3) what are the challenges to be overcome and where will the think tank sector be headed in the region in the coming years.
Think tanks in Armenia: Who needs their thinking? by Yevgenya Jenny Paturyan
Think tanks are considered to be an important part of civil society: providers and keepers of expertise on important social, economic, environmental, political and other issues. Similarly to other Armenian civil society organizations, think tanks are fairly institutionalized, but detached from the public. One might argue that it is not a problem. Their main clients are decision-makers: in the case of Armenia it should be the Armenian government and international development organizations. Both turn to think tanks from time to time, but the outputs produced are for internal consumption, making it very hard for think tanks to a) establish themselves in the public eye and b) to improve their quality, as there is no equivalent of peer-review. As a result, Armenian think tanks remain virtually unknown to the public, including to important segments of the public such as journalists, students, scholars, and others who would clearly benefit from think tank generated, systematized and stored information. They also suffer from the general public’s attitude which is projected onto the entire civil society sector: “the grant eaters - harmless at best, sellouts pursuing someone’s hidden agenda at the worst.”
The role of Azerbaijani think-tanks in public policy discourse by Zaur Shiriyev
The establishment of local think-tanks in Azerbaijan was a phenomenon that began in the mid-2000s. In the decade after independence in 1991, Western-oriented or international NGOs had been effectively the only source of policy analysis in Azerbaijan. However, unlike Western-funded NGOs or national chapters of Western NGOs, local Azerbaijani think-tanks had different goals and modes of operation. In particular, the functions of government-funded or supported think-tanks were essentially limited to promoting the party line and strengthening the government’s international image. This piece will analyze the current role of think-tanks in public discussion in Azerbaijan, including an assessment of their strengths and weaknesses.
There is a growing literature on some donors' use of think tanks as lobbying tools, and the arguably blurred line between think tanks and lobbyists. However, this discussion is largely confined to think tanks in wealthy countries. Using examples from Georgia, Armenia and Azerbaijan, this blog will argue that think tanks frequently function as lobbying tools in less developed countries as well.
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Labels: Armenia, Azerbaijan, Georgia, South Caucasus, Think Tank
Monday, March 23, 2015
The CRRC’s 500th post and thoughts about the future of social research
By Hans Gutbrod
When we started this blog, quite a few years ago, we published a few posts, and didn't tell anyone about it. We weren't sure whether the venture would work – and whether it was a good fit for ourselves. Now, with this 500th post, I'm glad to see that our tentative venture took off.
The blog continues to hold a lot of material that may be of interest to readers, as it documents various aspects of work that have been done over the years. Readers, researchers, journalists and the interested public may find it useful to browse whenever they look for information on a specific issue.
An additional tool we built for that purpose is Find Policy, a tool that searches websites of all major Georgian research organizations, and also includes this blog. You can find it here: www.findpolicy.org/georgia
At the occasion of the 500th post, what are some of the issues that lie in the future? How can empirical social science be relevant to the lives of people in the South Caucasus? Here are some ideas.
Quality & Standards
Research organizations succeed because of processes. Being organized is often more important than being smart. If social researchers in the South Caucasus want to be credible, they have to deliver consistent quality, and this may sound difficult. However, there is much experience in how to structure review processes which institutions can draw on.
Such review costs time. Yet it’s an investment that pays off. If research organizations want to make a difference, putting such internal review processes in place is a key component. How to make them stick? Write them up and put them on your website, as a binding policy to commit everyone on the team. You can still override in rare emergencies, but you can’t thrive if you only operate in emergency mode.
Transparency
Fortunately, many organizations in Georgia are transparent about who funds them. In the past, these were primarily Western-oriented institutions. Lately, there is added concern about funding from Russia, seeking to further Russian interests. At first glance, this is legitimate, too, as debate typically thrives on a diversity of opinion. However, all institutions should be transparent about who funds them. They owe this to citizens, who thereby can better understand who paid for research. Organizations that are committed to having an impact should be role models in that regard. Georgia is already doing quite well – and why not become the most transparent country, in that regard, in the world? (Disclosure: I'm campaigning on this issue through an initiative called Transparify.)
Funding & Finance
Research organizations in the South Caucasus have enjoyed generous support. However, donors often do not understand what it takes to fund consistent quality. For that reason, too, transparency matters. Many research organizations in the South Caucasus arguably are better characterized as bundles of short-term projects. Such funding is valuable, but makes it harder to build up long-term expertise on particular issues. One worthwhile investment for donor money is to (continue to) give core-funding to those institutions that are genuinely committed to doing quality work. One evidence of such a commitment to quality are the standards and the transparency mentioned above.
Policy Relevance
What information should be in social research that aspires to be policy-relevant? There is no consensus on that in the South Caucasus, and arguably not even a sensible debate about some of the core components. Arguably, all policy proposals should be (a) intelligible, (b) calculate costs and benefits, on the basis of sound data, (c) consider alternatives and potential unintended consequences and (d) list major risks and corresponding mitigation strategies. These are some basic criteria that most people should be able to agree on, even while they add further suggestions.
In general, the quality of reports produced by research organizations in the South Caucasus has gone up, but I still read too many reports that fail by some of these basic standards. There also are presentations where I still struggle to understand what’s really being said. By the 1000th post, in šāʾ Allāh, it would be great if these basic problems were under control. Social research would increase its impact and help improve the lives of people in the South Caucasus.
With this happy anniversary note, I pass the ball over to you, readers, for your suggestions on what you would like to see from future social research in the region.
Hans Gutbrod was Regional Director at CRRC from 2006 to 2012, and initiated the CRRC Social Science in the Caucasus blog. He is now with Transparify. He is on Twitter.
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Labels: Finance, Policy, Think Tank, Transparency
Monday, October 13, 2008
Policy Think Tanks | A Skeptical Assessment
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"Existing policy institutions are mostly shadow organization of one individual, where staff is added on an as needed basis (for example one key organization does not even mention staff members on its websites). Ultimately these individualistic organizations demonstrate well the old guard categorization - one of three less-than-flattering categories -- 1) the fleers 2) the old guard and 3) the GONGOers - that Azerbaijan policy analysts fall into.
The fleers, often of the younger generation, fearing the future direction of Azerbaijan, have sought to ensure the possibility of legally remaining outside of their country of birth. This group has either
- left Azerbaijan to pursue further education and career opportunities in European or North American destination, while staying in the research field; or
- migrated to the private sector to large multinational companies in Azerbaijan, with the goal of attaining geographic mobility and potentially expatriate status in the mid-term.
The GONGOers (Government Organized NGOs) are a combination of younger and older Azerbaijanis, who work for NGOs or research organizations that are either directly or indirectly funded by the Azerbaijani government. They have at best a limited capability of pursuing independent policy research.
As a result, there are almost no human resources to do policy research and many efforts to improve the situation have failed, a situation further exacerbated by three intersecting problems create a negative perception of policy research in Azerbaijan.
- Azerbaijani universities (maybe with the exception of Khazar) are not incubating the skills necessary for the younger generation to carry out policy analysis. There are competent lecturers, but they are exception. Curricula remain outdated; while many students want to learn, they have little formal opportunity to do so. There are many brilliant young people (as seen in the lively discussions on the Azerbaijani Studies Group), but they are largely self-taught.
- The private sector in Azerbaijan, dominated by an inner circle close to key families, does not demand high quality research. Business grows through oligarchic capture, not by a detailed orientation toward customers. Thus, there exists little independent market research (though there are some organizations with potential for reform such as SIAR and ERA) that could form the nucleus for quantitative, evidence-based approaches to policy research.
- The Azerbaijani government does not encourage independent analysis. It does not release important data publicly and at times actively discourages independent analysis.
While the picture painted is a stark one, there is an opportunity to develop a new cohort of policy analysts, rather than trying to work with current researchers. This should significantly improve the mid- to long-term outlook of Azerbaijani policy research with the hope that a more open society will slowly emerge, which is more attractive to the younger generation. Such a move should plant the seeds of a virtuous cycle of better policy analysis in a younger generation by..."
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Too rough an assessment? Is this not a bit too dark? What do you think? Comments welcome.
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Labels: Education, Higher Education, Policy, Think Tank
Friday, September 07, 2007
International Survey of Think Tanks | Zilch in the Caucasus
The Foreign Policy Research Institute does an international survey of think tanks. Apparently they mailed 3,025 surveys to 126 countries. Of these, 817 responded in 96 countries.
So what is the think-tank landscape in the Caucasus according to this survey? Well, zero in Georgia, zero in Armenia, and Azerbaijan isn't even mentioned.
Sure, partially it is a matter of the periphery not making itself visible, but at the same time it does reflect that these institutions are still in their infancy, even if GFSIS and AIPRG already are around. At any rate, CRRC is planning to contribute to a broader project on reviewing the capacity to undertake public policy analysis in the region. As a first step, we want to do a baseline study, partially summarizing existing work. Second, we'd like to bring the few practitioners together, to see what worked, and what didn't. And this then is meant to yield a meaningful report. Stay tuned.
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Labels: AIPRG, Capacity Building, GFSIS, Policy, Think Tank